 |
 |
Fund Code |
: |
TFTSE |
| Fund Number | : | 010084 |
| Type of Fund | : | An Open-Ended Equity Exchange Traded Fund |
| Registered Fund Size | : | Baht 5,000 million |
| Inception Date | : | August 3, 2009 |
| Listing Date on SET | : | August 5, 2009 |
| Trustee | : | Citibank, N.A. Bangkok branch |
| Registrar | : | Thailand Securities Depository Co., Ltd. |
| Fical Year | : | December 31 of each year |
| Devidend Policy | : | The fund has a policy to pay dividend to unit holders from accumulated profit or net profit when the fund has accumulated profit or net profit in the interim accounting period to pay dividend and such dividend payment shall not cause the accumulated loss to increase in the interim accounting period to pay dividend. Such dividend payment shall not be more than 4 times per year at a rate of not more than 100 per cent of accumulated profit or net profit as the Management Company deem appropriate. |
| |
 |
ThaiDEX FTSE SET Large Cap ETF will use passive management strategy by investing in equity, on average, at least 65% of its NAV in any accounting period. The fund will invest mainly in securities which are constituents of the Benchmark Index (FTSE SET Large Cap Index) including securities during transition of being added to or removed from the Benchmark Index. The rest will be invested in debt instruments, money market instruments or money deposit to pay for expense, settle the price of securities, wait for investment, or hold for liquidity of the fund.
The fund may invest in derivatives for hedging or for efficient portfolio management with an objective to replicate the return of the Benchmark Index and the fund will not invest in structured notes.
Benchmark Index refers to FTSE SET Large Cap Index or other index that specified by the Management Company. The Management Company reserves the right to change the Benchmark Index by using other index that is appropriate or similar to FTSE SET Large Cap Index. The change of the Benchmark Index will be deemed as duly approved by the unit holders and will not be considered as an amendment of the fund scheme. |
| |
 |
| Subscription | : | 1) Participating Dealers Participating Dealers can order the purchase of investment units directly with the Management Company at a minimum order of 1 creation unit and increase in multiple of 1 creation unit, using the price of the trade date of the basket of securities as specified by the Management Company.
2) Investors After registering the asset pool of the fund as a mutual fund with the Office of the SEC, the Management Company will register the investment units of the fund as a listed security on the SET. Investors or participating dealers can purchase investment units of the fund on the SET by complying with the rules, regulations and practice of the SET and investors must have a securities trading account with a securities brokerage company.
Investors can purchase investment units by means of delivering the basket of securities through the participating dealers according to steps and procedures specified by the participating dealers. |
| Redemption | : | 1) Participating dealers Participating Dealers can order the sale of investment directly with the Management Company at a minimum order of 1 creation unit and increase in multiple of 1 creation unit on every business day of the SET. The Management Company will pay in kind by the basket of securities according to the ratio and details of securities specified by the Management Company.
2) Investors After registering the asset pool of the fund as a mutual fund with the Office of the SEC, the Management Company will register the investment units of the fund as a listed security on the SET. Investors or participating dealers can sell investment units of the fund on the SET by complying with the rules, regulations and practice of the SET and investors must have a securities trading account with a securities brokerage company.
Investors can sell investment units by means of paying in kind by the basket of securities through the participating dealers according to steps and procedures specified by the participating dealers. |
| Dealing Time | : | Every business day of the Stock Exchange of Thailand |
| Settlement Date | : | T+3 |
 |
: |
| Subscription |  |
| Redemption | |
|
| |
 |
| Front-end Fee | : | Front-end fee charged by participating dealers from investors by delivering the basket of securities.
(1) Maximum 0.05 percent of NAV per unit or
(2) THB 5,000 per CU |
| Exit Fee | : | Back-end fee charged by participating dealers from investors by pay in kind by the basket of securities :
(1) Maximum 0.05 percent of NAV per unit or
(2) THB 5,000 per CU |
| Brokerage Fee | : | In the case of trading on the SET : As specified by the SET |
| Management Fee | : | 0.55 % p.a. of net asset value (excluding VAT) |
| Trustee Fee | : | - 0.025% p.a. of net asset value (excluding VAT)
if net asset value less than or equal to 3,000 million baht
- 0.020% p.a. of net asset value (excluding VAT)
if net asset value more than 3,000 million baht but not exceeding 6,000 million baht
- 0.015% p.a. of net asset value (excluding VAT)
if net asset value equal to or exceeding 6,000 million baht |
| Registrar Fee | : | 0.01% p.a. of net asset value (excluding VAT) |
| |
 |
|
 |
KGI Securities (Thailand) Public Company Limited Tel. (662) 231-1111 |
|
| |
 |
|
|
KGI Securities (Thailand) Public Company Limited Tel. (662) 231-1111 |
|
|
KIM ENG Securities (Thailand) Public Company Limited Tel. (662) 658-6300 |
|
|
Thanachart Securities Public Company Limited Tel. (662) 217-9595 |
|
|
Bualuang Securities Public Company Limited Tel. (662) 231-3777 |
|
|
Citicorp Securities (Thailand) Limited Tel. 02-232-2200 |
|
|
Tisco Securities Company Limited Tel. (662) 231-3777 |
|
